Wall Street’s texting problem forces unhappy regulators to send a billion dollar message
Countries like the U.S. and U.K. are grappling with inflation that has risen to multi-year highs as the Ukraine war...
Trader Talk
Trading exchange execs ask if tough times are ahead as market-altering rules loom
In this articleNDAQICECMESCHWHOODGary Gensler, chairman of the Commodity Futures Trading Commission (CFTC), listens during a Financial Stability Oversight Council (FSOC)...
SEC’s Gensler speaks Wednesday, and rules that overhaul market operations could be coming
Gary Gensler, chairman of the U.S. Securities and Exchange Commission (SEC), at the SEC headquarters office in Washington, D.C., U.S.,...
Tough questions await SEC Chair Gensler as he seeks funding for his regulatory agenda
Gary Gensler, Chair of the U.S. Securities and Exchange Commission, takes his seat before the start of the Senate Banking,...
SEC Chair Gary Gensler wants to know more about what hedge funds and private equity are doing
Gary Gensler, chairman of the Commodity Futures Trading Commission (CFTC), speaks during a Senate Banking Committee hearing in Washington, D.C.,...
The ETF industry is raking in cash, but advisors have plenty of worries
Catherine Wood, chief executive officer of ARK Investment Management LLC, applauds during the Bitcoin 2022 conference in Miami, Florida, on...
The SEC wants to regulate an obscure product known as a swap execution facility. Here’s why
SEC chairman Gary Gensler testifies before a Senate Banking, Housing, and Urban Affairs Committee hearing on Sept. 14, 2021 in...
Regulators are worried that retail traders are getting in over their heads
People wait in line for t-shirts at a pop-up kiosk for the online brokerage Robinhood along Wall Street after the...
The SEC wants to know a lot more about what companies are doing about climate change
U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler testifies before a Senate Banking, Housing, and Urban Affairs Committee oversight...
Chinese stocks are down sharply on Thursday. Here’s what could be behind the decline
Traders on the NYSE Feb. 28, 2022.Source: NYSESelect Chinese stocks have declined sharply on Thursday.China watchers believe this is likely...
SEC to vote on new cybersecurity disclosure rules as Ukraine crisis gives them ‘special relevance’
Traders on the floor of the NYSE, March 2, 2022.Source: NYSEThe Securities and Exchange Commission is voting on Wednesday to...
Traders fret about a growth slowdown as Fed Chair Powell faces a dilemma on rates
Federal Reserve Chairman Jerome Powell testifies during the House Financial Services Committee hearing titled Oversight of the Treasury Department's and...
Moscow’s stock market is closed, but these Russian ETFs continue to trade in the U.S. Here’s why
Traders on the floor of the NYSE, Feb. 25, 2022.Source: NYSEThe NYSE and Nasdaq have announced today that they are...
The SEC’s proposed short-selling rule is part of a focus on more disclosure
U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler testifies before a Senate Banking, Housing, and Urban Affairs Committee oversight...
